FOR ADVISORS AND MARKETING
- Document Analysis
Upload any document, from customer agreements to ads or web copy and get back a risk-assessment highlighting any dubious text and suggesting alternatives.
Message Screening
The system monitors outgoing email, SMS and social media for risky language. It can alert Advisors and CCOs, and block high-risk messages from being sent.
- Meeting Assistant
An AI Agent joins an Advisor’s meetings to take notes and action items and distribute them to participants, while also coaching the Advisor on words too close to the line.
FOR COMPLIANCE OFFICERS AND OWNERS
Proactive Alerts
You will receive email alerts for any possible violations or “close-calls” based on the risk thresholds you established, along with full details of the incident, for follow up.
Advisor Scorecards
You get scorecards rating each Advisor’s compliance track record across the different media they use (email, social, meetings, docs), so you know where the risks lie.
- Communications Archive
The system logs all Advisor email, SMS, and social media messages in real-time, and maintains a fully searchable archive to comply with record-keeping rules.
